Kate Jones is a career attorney and compliance professional in the investment industry. She earned her JD and MBA at the University of Oregon. Over her career, she has developed a wealth of experience in navigating legal landscapes and ensuring regulatory adherence.

 

She is currently working as a Chief Compliance Officer and as Counsel for an investment adviser in Los Angeles. Based on her extensive legal experience and compliance specialization, Kate provides guidance regarding compliance, transparency, and corporate governance matters for our organization.

 

Kate lives in Southern California where she serves on her community’s Civil Service Board, takes advantage of the weather by training for triathlons, and watches rocket launches out of Vandenberg SFB from her roof.

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